Compliance Officer/Manager

A leading financial services organisation in Singapore is seeking a highly skilled Compliance Officer/Manager to join their team. This role offers you the chance to make a meaningful impact by ensuring regulatory compliance and business integrity within a supportive, inclusive environment. You will be at the heart of the regulatory function, collaborating with colleagues across departments and engaging directly with authorities such as MAS.

What you'll do:

As a Compliance Officer/Manager in this respected financial services organisation based in Singapore, you will be entrusted with overseeing the regulatory function for licensed entities.

• Develop and implement comprehensive compliance policies and procedures to ensure the firm consistently meets all regulatory requirements and industry standards.
• Oversee MAS regulatory matters including compliance with Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) protocols.
• Conduct thorough KYC, AML, sanction reviews, and other compliance checks on third parties and employees to maintain high standards of integrity.
• Perform periodic risk assessments on clients to identify potential vulnerabilities and recommend mitigation strategies.
• Evaluate outsourcing service engagements through detailed risk assessments to ensure alignment with regulatory expectations.
• Carry out Fit & Proper Checks, annual reviews, share dealing declarations on employees, gifts and entertainment disclosures, and data privacy audits.
• Act as the primary point of contact for communication with MAS authorities, including timely submission of annual returns, ad hoc reports, and survey responses.
• Disseminate MAS circulars and announcements throughout the organisation to keep all stakeholders informed of regulatory changes.
• Liaise with auditors while providing training and guidance to employees on business integrity matters such as KYC, AML, internal controls, and regulatory compliance.
• Update management regularly regarding regulation changes and provide monthly compliance reports to ensure transparency and accountability.
• Offer expert advice in developing policy frameworks related to Capital Market Licence governance standards.
• Review contracts with third-party service providers from a compliance perspective to safeguard organisational interests.

What you bring:

To excel as a Compliance Officer/Manager within this financial services organisation in Singapore, you should bring proven experience managing complex regulatory requirements— ideally gained over at least five to ten years experiences in similar roles within fund management or financial institutions.

• Your proactive attitude enables you to take initiative when faced with new challenges or opportunities within the compliance landscape.
• Excellent analytical skills allow you to interpret large volumes of data efficiently for effective decision-making.
• Proficiency in Microsoft Office applications supports your ability to collect, analyse, and present data accurately.
• Strong interpersonal skills foster collaborative relationships across departments while facilitating clear communication with external authorities such as MAS.
• Experience conducting KYC/AML/sanction reviews ensures you can uphold rigorous standards of business integrity.
• Ability to deliver training sessions equips colleagues with necessary knowledge regarding internal controls and regulatory requirements.
• Familiarity with contract review processes from a compliance perspective helps protect organisational interests when engaging third-party service providers.

What sets this company apart:

This organisation stands out for its unwavering commitment to fostering an inclusive workplace where every team member’s expertise is valued. Employees benefit from flexible working opportunities that accommodate diverse lifestyles while enjoying generous pension contributions designed for long-term security. Continuous training programmes support professional growth at every stage of your career—ensuring you remain knowledgeable about evolving industry standards. Supportive leadership encourages open communication and collaboration across departments so you always feel connected within the team network. The company’s dedication to ethical business practices creates an environment where integrity is celebrated; here you can build lasting relationships based on trust while contributing meaningfully to organisational success. With access to resources that nurture both personal development and communal achievement, this is an ideal setting for those who seek stability alongside opportunity for advancement.

What's next:

If you are ready to take your compliance career to new heights within a supportive team environment in Singapore’s thriving financial sector, we encourage you to apply now!

Apply today by clicking on the link provided.

Do note that we will only be in touch if your application is shortlisted.
Robert Walters (Singapore) Pte Ltd
ROC No.: 199706961E | EA Licence No.: 03C5451
EA Registration No.: R22105333 Nur Humaira Binte Jamall Abd Nassir