Compliance Manager (Fund Management)

A leading fund management firm in Singapore is seeking a Compliance Manager to join their Legal & Compliance department. This role offers you the opportunity to play a pivotal part in ensuring regulatory compliance across multiple jurisdictions, supporting enterprise risk management, and fostering a culture of integrity and transparency.

What you'll do:

As a Compliance Manager (Fund Management) based in Singapore, you will be at the heart of the organisation’s legal and compliance function.

• Ensure ongoing compliance with the Securities and Futures Act, MAS Notices and Guidelines, as well as all other relevant laws and regulations governing fund management operations.
• Support the maintenance of the enterprise risk management framework by identifying compliance risks, conducting risk assessments, monitoring emerging regulatory risks, and reporting findings to management and the Board.
• Maintain and update regulatory registers, compliance calendars, policies, and governance frameworks to ensure accurate documentation and effective oversight.
• Perform regulatory filings and notifications to MAS in a timely manner while keeping abreast of any changes in requirements or processes.
• Conduct periodic internal compliance reviews, risk assessments, and monitoring programmes to evaluate adherence to established policies and identify areas for improvement.
• Provide oversight for outsourcing arrangements, technology risk management requirements, data protection obligations, and incident management processes to safeguard organisational interests.
• Prepare comprehensive compliance and regulatory reports for directors, senior management, and shareholders that clearly communicate key issues and progress.
• Offer compliance support during investor and counterparty onboarding processes by ensuring all necessary checks are completed efficiently.
• Coordinate responses to regulatory examinations, internal audits, and external reviews including managing remediation plans and follow-up actions effectively.
• Liaise with external advisors and regulators such as MAS when required to facilitate smooth communication on compliance matters.
• Train internal stakeholders on regulatory obligations while promoting a positive compliance culture throughout the organisation.

What you bring:

To excel as a Compliance Manager (Fund Management) you will bring proven experience from similar roles within licensed fund or investment management firms ideally spanning six to eight years.

• Bachelor's degree in Law, Finance, Accounting, Business, Risk Management or related discipline is required for this position.
• Strong understanding of fund management industry practices as well as financial services regulatory requirements is essential for success.
• Proven experience developing and implementing robust compliance policies, procedures, monitoring programmes is expected from candidates.
• Demonstrated ability advising investment or business teams on complex regulatory matters ensures effective collaboration across departments.
• Excellent written verbal communication skills are vital for conveying complex requirements clearly non-compliance stakeholders.
• Strong organisational skills coupled with ability manage multiple priorities deadlines reflect dependability under pressure.
• High level integrity independence discretion professional judgment are fundamental qualities sought after by this organisation.
• Professional qualifications such as ICA CAMS ACAMS CISI CFA or equivalent would be considered advantageous but not mandatory.

What sets this company apart:

This organisation stands out for its unwavering commitment to fostering an inclusive workplace where every team member’s contributions are valued. Employees benefit from flexible working opportunities that accommodate personal circumstances without compromising professional growth. Generous pension contributions ensure long-term financial security while comprehensive training programmes empower staff members to continually expand their knowledge base develop new skills advance their careers. Supportive leadership prioritises open communication mutual respect shared responsibility—creating an environment where collaboration thrives innovation flourishes everyone feels connected appreciated. The company’s dedication to ethical standards transparency accountability extends beyond compliance into every facet its operations making it an ideal place for those who seek both purpose fulfilment within their professional journey.

What's next:

If you are ready to take your career in fund management compliance to new heights within a supportive inclusive environment apply now!

Apply today by clicking on the link provided.

Do note that we will only be in touch if your application is shortlisted.
Robert Walters (Singapore) Pte Ltd
ROC No.: 199706961E | EA Licence No.: 03C5451
EA Registration No.: R22105333 Nur Humaira Binte Jamall Abd Nassir