Regulatory Compliance Officer

A leading global online banking group is seeking a Regulatory Compliance Officer to join their Singapore-based Asia-Pacific hub. This is an exceptional opportunity for you to play a pivotal role in ensuring robust compliance across capital markets activities, including securities, derivatives, and collective investment schemes. The organisation is renowned for its commitment to governance excellence and offers a supportive environment where your expertise will be valued and nurtured.

What you'll do:

As a Regulatory Compliance Officer, you will be instrumental in upholding rigorous standards across all capital markets activities within the organisation’s Singapore hub.

• Involve partnering closely with business units to provide expert guidance on regulatory matters while developing robust policies that reflect current MAS requirements.
• You will monitor regulatory changes, conduct risk assessments, review client onboarding processes for AML/CFT compliance, oversee adherence to fair dealing principles, prepare regulatory filings, liaise with authorities during inspections or audits, and deliver impactful training sessions.
• Success in this role requires you to foster collaboration among teams, maintain meticulous attention to detail in every aspect of compliance management, and champion ongoing awareness of both external regulations and internal policies.
• Your ability to connect with stakeholders at all levels will ensure seamless integration of compliance into business operations while supporting organisational growth.

What you bring:

The ideal Regulatory Compliance Officer brings proven experience from Singapore’s financial sector—particularly within CMS licensed firms or banks—alongside advanced academic credentials in law, finance or business.

• Bachelor’s degree in law, finance, business or a related discipline is required for this position as it forms the foundation for understanding complex regulatory environments.
• Minimum eight years of relevant compliance experience within a Capital Markets Services licensed firm or bank in Singapore demonstrates your deep familiarity with local regulations.
• Strong working knowledge of the Securities and Futures Act as well as MAS Notices and Guidelines applicable to CMS licensees ensures you can interpret requirements accurately.
• Professional certifications such as CAMS or ICA Diploma in Compliance/AML are highly regarded as they reflect your commitment to ongoing professional development.
• Experience with regional regulatory regimes such as Hong Kong SFC is considered advantageous for candidates looking to broaden their impact beyond Singapore.
• Exceptional regulatory interpretation skills paired with advisory capability allow you to translate complex rules into practical guidance for business units.
• Meticulous attention to detail combined with a risk-focused mindset enables you to identify potential issues before they arise.
• Effective stakeholder management skills ensure you can build trustful relationships across departments while communicating compliance priorities clearly.
• Excellent communication abilities help you promote awareness of regulatory expectations through training sessions and policy updates.
• High integrity and professionalism underpin your approach to every task, reinforcing the organisation’s reputation for ethical conduct.

What sets this company apart:

This organisation stands out as one of the most respected names in global online banking—offering multi-asset trading services through its Asia-Pacific hub in Singapore. Employees benefit from flexible working opportunities that accommodate diverse lifestyles while enjoying generous pension contributions designed for long-term security. The company invests heavily in training opportunities so you can continually expand your knowledge base alongside experienced professionals who value collaboration. Supportive leadership fosters an inclusive workplace where every voice is heard—ensuring that your contributions are recognised within a communal network committed to excellence. The focus on governance standards means you’ll be part of an environment where integrity is paramount—and where your efforts directly influence organisational growth. With access to cutting-edge resources plus ongoing professional development initiatives tailored specifically for compliance specialists like yourself—you’ll find this company offers everything needed for both personal fulfilment and career advancement.

What's next:

If you are ready to take your career in regulatory compliance to new heights within a supportive global environment, this is your moment—apply now!

Apply today by clicking on the link provided.

Do note that we will only be in touch if your application is shortlisted.
Robert Walters (Singapore) Pte Ltd
ROC No.: 199706961E | EA Licence No.: 03C5451
EA Registration No.: R22105333 Nur Humaira Binte Jamall Abd Nassir