AVP, Internal Auditor (Compliance)

An exceptional opportunity has arisen for you to join a globally recognised financial services group as an AVP, Internal Auditor (Compliance) based in Singapore. This role offers the chance to be part of a highly respected Internal Audit department that plays a pivotal role in corporate governance and risk management across Asia ex-Japan.

What you'll do:

As an AVP, Internal Auditor (Compliance) based in Singapore, you will play an integral role in supporting the Internal Audit function’s mission to safeguard organisational integrity through robust assurance activities.

• Assist in planning and executing audits focused on Compliance and Legal functions within the Wholesale business division, ensuring adherence to established audit methodologies.
• Collaborate closely with specialist auditors in IT and Data Analytics to deliver thorough assurance work over key corporate functions.
• Identify risks and control gaps during audit processes, promptly draft findings, report them to line management, and suggest practical solutions for remediation.
• Follow up on audit recommendations post-audit by assessing residual risks, validating remedial actions taken by stakeholders, and documenting issue closures comprehensively.
• Conduct risk assessments of the organisation’s control environment to inform the development of the annual audit plan and ensure alignment with regulatory expectations.
• Participate in the quarterly continuous monitoring programme to identify changes in risk profiles or audit universe that may necessitate updates to audit plans or risk assessments.
• Engage with various internal stakeholders across different regions to gather information, share insights, and support the delivery of high-quality audit outcomes.
• Maintain up-to-date knowledge of relevant regulations affecting Wholesale businesses, ensuring all audit activities reflect current industry standards.
• Contribute positively to team initiatives aimed at improving audit processes, knowledge sharing, and overall departmental effectiveness.

What you bring:

To excel as an AVP, Internal Auditor (Compliance), you need to have at least 8 years of experiences conducting audits focused on Compliance matters within large-scale financial institutions.

• Demonstrated experience auditing Compliance functions such as Market Abuse Surveillance, Financial Crime prevention, and Conflicts Management within Trading or Investment Banking environments at major financial institutions.
• Prior exposure working within Compliance roles (second line of defence) or with regulatory bodies overseeing financial institutions is highly regarded for this position.
• Proven ability to manage multiple tasks efficiently while maintaining high standards of accuracy and demonstrating commitment to delivering results within agreed timelines.
• Excellent oral and written communication skills in English are essential for effectively conveying complex findings and facilitating constructive discussions with stakeholders.
• A degree in a related discipline or possession of a professional accounting qualification is expected; however, outstanding candidates without these credentials may also be considered.

What sets this company apart:

This organisation stands out as one of Asia’s most prominent financial services groups with an extensive global network spanning over 30 countries. With nearly a century-long legacy built on trustworthiness, disciplined entrepreneurship, and thought leadership, it continues to set benchmarks for excellence within the industry.

What's next:

If you are ready to take your career in internal audit to new heights within a leading international financial institution, this is your moment—seize the opportunity today!

Apply today by clicking on the link provided below; we look forward to receiving your application.

Do note that we will only be in touch if your application is shortlisted.
Robert Walters (Singapore) Pte Ltd
ROC No.: 199706961E | EA Licence No.: 03C5451
EA Registration No.: R22105333 Nur Humaira Binte Jamall Abd Nassir