Compliance Officer (6 months contract)

A leading global investment firm is seeking a Compliance Officer for a six-month contract based in Singapore. This is an exceptional opportunity to join a highly respected organisation renowned for its commitment to ethical standards and regulatory excellence.

In this role, you will play a pivotal part in ensuring that all marketing materials meet stringent regulatory requirements while supporting the buy-side business with your expertise. The position offers exposure to a collaborative team environment where your attention to detail and knowledge of financial regulations will be highly valued.

• Join a globally recognised investment firm on a six-month contract, working alongside knowledgeable professionals who value collaboration and integrity.
• Utilise your expertise in regulatory compliance to ensure all marketing materials adhere to current industry standards, directly supporting the buy-side business.
• Benefit from flexible working opportunities and the chance to contribute meaningfully within a supportive and inclusive team environment.

What you'll do:

As a Compliance Officer, you will be entrusted with the critical task of reviewing all marketing materials produced by the organisation, ensuring they align with both local and international regulatory standards.

• Conduct thorough reviews of all marketing materials to ensure full compliance with relevant regulatory requirements before release.
• Apply up-to-date knowledge of buy-side regulations to meticulously screen and monitor business activities.
• Provide dependable support to the Compliance team by assisting with ongoing monitoring processes across the buy-side business.
• Collaborate closely with internal stakeholders to clarify compliance expectations and address any queries related to marketing content.
• Maintain accurate records of compliance checks and document findings in accordance with company policies and regulatory guidelines.
• Assist in identifying potential areas of risk or non-compliance within marketing practices, offering practical recommendations for improvement.
• Stay informed about changes in local and international regulations affecting asset management, fund management, and investment management firms.
• Support training initiatives by sharing insights on best practices for regulatory compliance within the team.
• Contribute positively to a culture of transparency, responsibility, and continuous improvement within the Compliance function.

What you bring:

To excel as a Compliance Officer in this contract position, you will bring substantial experience from previous roles within financial services compliance—particularly those involving asset or fund management.

• Minimum of five years’ experience working within Compliance roles in Financial Services environments, demonstrating reliability and professionalism throughout your career.
• Proven track record supporting buy-side businesses such as asset management, fund management, or investment management firms, showing deep understanding of industry nuances.
• Comprehensive knowledge of current regulatory requirements pertaining specifically to the buy-side sector, enabling you to offer valuable insights and guidance.
• Demonstrated ability to review marketing materials with precision, ensuring strict adherence to applicable laws and internal policies.
• Excellent communication skills that allow you to explain complex compliance issues clearly and empathetically to colleagues at all levels.
• Strong organisational abilities that enable you to manage multiple tasks efficiently while maintaining high standards of accuracy.
• A collaborative approach that fosters positive relationships within teams and encourages open sharing of information.
• Commitment to ongoing professional development by staying updated on changes in financial regulations relevant to your field.
• High level of integrity and discretion when handling sensitive information related to compliance matters.

What sets this company apart:

This organisation stands out as one of the world’s most respected investment firms, celebrated for its unwavering commitment to ethical conduct and regulatory excellence. Employees benefit from being part of a truly inclusive workplace where teamwork is encouraged and every voice is valued. The company places great emphasis on professional growth through ongoing training opportunities and access to industry-leading resources.

What's next:

If you are ready to take on this rewarding challenge as a Compliance Officer and contribute your expertise within a supportive team environment, we encourage you to apply now!

Apply today by clicking on the link provided—your next career move awaits!

Do note that we will only be in touch if your application is shortlisted.
Robert Walters (Singapore) Pte Ltd
ROC No.: 199706961E | EA Licence No.: 03C5451
EA Registration No.: R1985549 ShiHua Goh