Investment Compliance

Our client is seeking a highly skilled Investment Compliance professional to join their team in Singapore. This role offers the opportunity to work within a culture that values collaboration and puts people first, demonstrating care and compassion for their community. The successful candidate will have the chance to make a real impact, helping millions of people and institutions build more secure and prosperous futures.

What you'll do:

As an Investment Compliance professional, you will play a crucial role in supporting the Investment Team by analyzing compliance issues related to Fixed Income, Equity, and Derivative Products.

• Reviewing pre- and post-trade alerts, ensuring adherence to investment restrictions, mandates, and guidelines.
• Interpreting complex investment compliance requirements and ensure that the business complies with the regulations
• Monitor and maintain portfolio restriction lists in trading systems and platforms
• Review reports and otherwise ensure the integrity of reports generated from the department

What you bring:

The ideal candidate for this Investment Compliance role brings a wealth of experience in investment compliance within the financial services industry.

• Deep understanding of relevant regulatory frameworks within APAC jurisdictions.
• Strong analytical skills enable you to interpret complex investment compliance requirements incorporating fixed income, equity, and derivative instruments.
• Strong stakeholder management skills

What sets this company apart:

This company prides itself on its supportive culture that puts people first. They value collaboration over competition, favoring the strongest idea over the strongest individual. They demonstrate care and compassion for their community and each other. Working here means making a difference – helping millions of people and institutions build more secure and prosperous futures.

What's next:

Ready to make a significant impact in the financial services industry? Apply now!

Do note that we will only be in touch if your application is shortlisted.
Robert Walters (Singapore) Pte Ltd
ROC No.: 199706961E | EA Licence No.: 03C5451
EA Registration No.: R22105333 Nur Humaira Binte Jamall Abd Nassir