Compliance Officer, Private Banking
Consultant Raymond Poon (R1660122)
Date posted 13 December 2016
An exciting Compliance Officer, Private Banking role has just become available at one of the most respected banks based in Singapore.
About the Compliance Officer, Private Banking role:
This role is responsible for assisting with the coordination of compliance issues related to the Wealth Management businesses and all related support functions in Singapore to ensure compliance with all relevant laws and regulations and to assess the related impact of the same on the Wealth Management operations in the APAC geography.
- Responsible for executing and updating compliance monitoring programmes (CMP) and escalation as well as resolution of issues identified from CMP
- Assists Senior Compliance officers with Singapore related compliance issues to support WM Asia Singapore businesses
- Assist in advising, drafting, and implementing policies and procedures as well as managing ongoing governance of related policies and practices
- Assist in providing guidance to front office and support functions and/or conducting gap analyses on new rules and regulations, escalating and resolving gaps
- Assist in preparing training materials on relevant compliance topics
To succeed in the Compliance Officer, Private banking job, you will need to have the ability to work
effectively and cooperatively with senior business development teams, across borders and
- Degree with several years of compliance/audit experience within a financial institution, regulator and/or other comparable environment, preferably in the private wealth space
- Excellent interpersonal, written and presentation skills
- Strong interest to understand business needs and address conflicts
- Ability to accept accountability and demonstrate initiative
This global bank needs no introduction and is recognised as the leader in their field of expertise. This bank is also very focused on developing and training their people to the highest standards.
If you are driven, determined and want to take the next step in your career, this is the role for
you. Great career progression opportunities await the right person in this exciting Compliance Officer, Private Banking Role
Apply today for this new opportunity.
Robert Walters (Singapore) Pte Ltd
ROC No.: 199706961E | EA Licence No.: 03C5451
EA Registration No.: R1660122 Raymond Poon